- Conducting client due diligence checks on existing clients, determining the necessary level of scrutiny to comply with Anti Money Laundering Regulations
 - Collaborating with various stakeholders across the business to ensure timely updates to client identification and accurate documentation of changes in ownership structure and beneficial ownership
 - Verifying KYC documentation
 - Compiling AML Refresh Packs and submitting them for approval
 - Utilizing internal and external databases for research and due diligence purposes
 - Identifying, investigating, and escalating potential and confirmed Politically Exposed Persons and other high[1]risk entities
 - Conducting enhanced due diligence searches for clients and principals associated with high-risk clients
 - Handling termination functions as part of operational duties
 - Managing annual data maintenance functions
 - Ensuring operational adherence to FICA regulations
 - Implementing AML processes and procedures in accordance with the Risk Management Compliance Plan and regulatory requirements
 - Entering client KYC data into ORMS
 - Clearing and investigating ORMS and SIRON dashboards
 - Verifying the completion of client risk assessments
 - Validating KYC documentation
 - Identifying, investigating, and escalating Politically Exposed Persons
 - Performing enhanced due diligence searches for clients and principals associated with high-risk clients
 - Ensuring operational adherence to FICA regulations